Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Zambello is a financial advisor with over 6 years of experience in the financial services industry. He is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC, both of which are active in the brokerage and investment advisory industry. Nicholas holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE). He is registered in Massachusetts and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/02/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
05/03/2017 - 06/24/2021
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
11/03/2017 - 11/20/2019
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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