Unclaimed
Nicholas Tangney is an Investment Advisor Representative with MFS Fund Distributors, Inc., a firm that has been in business since December 1994. Nicholas has been in the industry since April 1994 and is registered in 53 states. Nicholas has a wide range of experience in the industry, including experience with MFS Financial Services, Inc. Nicholas has passed several exams, including the Series 63, Series 24, Series 26, SIE, Series 3, Series 7, and Series 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
12/06/1994 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
MA
04/14/1994 - 12/31/1994
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/01/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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