Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Seminara is a financial advisor with Apollo Global Securities, LLC. Nicholas has been working in the securities industry since April 6, 2004. Nicholas has been registered with the Financial Industry Regulatory Authority (FINRA) since February 9, 2023 and holds Series 7, Series 24 and Series 63 licenses. Nicholas was previously registered with Credit Suisse Securities (USA) LLC and BANC OF AMERICA SECURITIES LLC. Nicholas has experience in the securities industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
08/16/2010 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/17/2004 - 07/26/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 04/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Seminara is the right advisor for you? Invested Better is here to help.
