Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicholas Joseph Rubnitz

Rothschild Investment LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicholas? Claim Your Profile

About Nicholas Joseph Rubnitz

Nicholas Rubnitz is a financial advisor at Rothschild Investment LLC. Nicholas is licensed in several states and has experience in providing financial advice to individuals, businesses, and institutions. Nicholas specializes in portfolio management for individuals, businesses, and pension consulting. Nicholas has worked with clients in various capacities, including as a financial advisor at Northwestern Mutual Investment Services LLC. Nicholas is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.

Firm Information

Nicholas Rubnitz is currently registered with Rothschild Investment LLC. Rothschild Investment LLC is an investment advisor registered with the SEC and in all 50 states. Formed in October 2022, the firm manages over $2 billion in assets for individuals, businesses, pension plans, charitable organizations, and high-net-worth clients. They offer a range of services, including portfolio management, pension consulting, and selection of other advisors. The firm has 20 investment adviser representatives and 25 registered representatives. Their main office is located in Chicago, Illinois.
Rothschild Investment LLC

311 SOUTH WACKER DRIVE

CHICAGO, IL 60606

$2.00B

Assets Under Management

80

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicholas Rubnitz’s Registration & Firm History

IL

06/06/2022 - Present

Rothschild Investment LLC (CHICAGO IL)

IL

05/27/2021 - 07/15/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Chicago IL)

Not sure if Nicholas Joseph Rubnitz is right for you?

Licenses & Designations

IA

Issued 10/27/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/27/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Joseph Rubnitz.
Not sure if Nicholas Joseph Rubnitz is right for you?