Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Romano is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the industry since September 9, 2024. Nicholas is registered with the state of Pennsylvania and holds the Series 7TO and SIE licenses. Nicholas’s firm is located at 1928 Cochran Rd in Pittsburgh, PA. Northwestern Mutual Investment Services, LLC is a registered investment advisor with the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
09/09/2024 - Present
Northwestern Mutual Investment Services, LLC (Pittsburgh PA)
BC
Issued 09/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/23/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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