Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Peterson is a financial advisor with over 10 years of experience in the industry. Nicholas has held previous positions at several financial institutions, including Morgan Stanley, First Republic Securities Company, LLC, and Securian Financial Services, Inc. Nicholas is currently registered with both Rockefeller Financial LLC and Rockefeller Capital Management. Nicholas specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/11/2022 - Present
Rockefeller Financial LLC (San Francisco CA)
CA
10/17/2018 - 05/11/2022
MORGAN STANLEY (LOS GATOS CA)
CA
04/18/2022 - 04/26/2022
FIRST REPUBLIC SECURITIES COMPANY, LLC (Palo Alto CA)
CA
07/28/2014 - 05/09/2018
SECURIAN FINANCIAL SERVICES, INC. (SAN MATEO CA)
CA
08/02/2013 - 07/02/2014
PRUCO SECURITIES, LLC. (SAN JOSE CA)
CA
03/05/2013 - 06/24/2013
SECURIAN FINANCIAL SERVICES, INC. (SAN MATEO CA)
IA
Issued 05/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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