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Nicholas Joseph Mazzacco

Natwest Markets Securities Inc.

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About Nicholas Joseph Mazzacco

Nicholas Mazzacco is a financial professional registered with Natwest Markets Securities Inc. Nicholas holds Series 7, Series 63 and SIE licenses and is registered to provide investment advice in 49 states. Nicholas has been in the industry since September 19, 2021.

Firm Information

Nicholas Mazzacco is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Mazzacco’s Registration & Firm History

CT

09/20/2021 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 10/01/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Joseph Mazzacco.
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