Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Maucieri is a financial advisor registered with Principal Securities, Inc. Nicholas has been in the securities industry since 1988. Nicholas is licensed to provide financial advice in Illinois, Indiana, Iowa, Michigan, New York, and Wisconsin. Nicholas is also licensed as an Investment Advisor Representative in Illinois. Nicholas is a graduate of the University of Illinois and has a Master of Business Administration from Northwestern University. Nicholas has a strong background in financial planning and investment management. Nicholas is dedicated to providing personalized financial advice to individuals and families. Nicholas also has experience working with small businesses. Nicholas is a member of the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
02/22/2018 - Present
Principal Securities, Inc. (DES MOINES IA)
IL
07/31/2017 - 01/18/2018
TD AMERITRADE, INC. (SCHAUMBURG IL)
IL
06/10/2005 - 07/24/2017
PRINCIPAL SECURITIES, INC. (DOWNERS GROVE IL)
MA
01/18/2000 - 06/04/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
03/19/1986 - 01/27/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 02/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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