Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lorenzo is a financial professional with over 20 years of experience in the industry. Nicholas has a strong background in various financial markets and holds licenses for equity trading, options trading, and commodities trading. He currently works as a financial advisor at Canaccord Genuity LLC, a leading global financial services company. Previously, Nicholas held positions at several other reputable financial institutions, including CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., and Santander Securities LLC. Nicholas has been registered as a broker-dealer in New York and Massachusetts since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/24/2016 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
01/18/2016 - 10/27/2016
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/24/2015 - 01/05/2016
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/10/2013 - 05/15/2014
CITIGROUP GLOBAL MARKETS INC. (STATEN ISLAND NY)
NY
12/10/2012 - 08/22/2013
SANTANDER SECURITIES LLC (STATEN ISLAND NY)
NY
06/27/2007 - 06/28/2012
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
PA
06/27/2007 - 12/02/2008
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
NY
10/11/2000 - 07/02/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
03/27/2000 - 08/18/2000
ING BARINGS LLC (NEW YORK NY)
NJ
11/17/1998 - 11/29/1999
HILL THOMPSON MAGID & CO INC (JERSEY CITY NJ)
BC
Issued 01/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2016
Series 4 - Registered Options Principal Examination
BC
Issued 09/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/28/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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