Unclaimed
Nicholas Leone is a financial professional who has been in the securities industry since May 17, 2021. Nicholas is currently registered with Cabrera Capital Markets, LLC, where he began working on May 18, 2021. Nicholas is registered in Florida, Illinois and New York and holds the Series 63, Series 7TO, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2021 - Present
Cabrera Capital Markets, LLC (NEW YORK NY)
BC
Issued 08/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 57TO - Securities Trader Exam
BC
Issued 05/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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