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Nicholas Joseph Leone

Cabrera Capital Markets, LLC

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About Nicholas Joseph Leone

Nicholas Leone is a financial professional who has been in the securities industry since May 17, 2021. Nicholas is currently registered with Cabrera Capital Markets, LLC, where he began working on May 18, 2021. Nicholas is registered in Florida, Illinois and New York and holds the Series 63, Series 7TO, Series 57TO, and SIE licenses.

Firm Information

Nicholas Leone is currently registered with Cabrera Capital Markets, LLC. Cabrera Capital Markets, LLC is a Limited Liability Company formed in April 2007. The firm is registered with the SEC and has a presence in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Leone’s Registration & Firm History

NY

05/18/2021 - Present

Cabrera Capital Markets, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2021

Series 57TO - Securities Trader Exam

BC

Issued 05/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/05/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Joseph Leone.
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