Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kothman is a registered representative with State Street Global Markets, LLC. Nicholas has been in the securities industry for over two years. Nicholas has a Series 63, Series 7TO, and Series 57TO licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Nicholas is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/23/2020 - Present
State Street Global Markets, LLC (BOSTON MA)
BC
Issued 12/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2021
Series 57TO - Securities Trader Exam
BC
Issued 11/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicholas Kothman is the right advisor for you? Invested Better is here to help.
