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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kellum is a financial advisor registered with Cetera Investment Advisers LLC. Nicholas has been working in the financial industry for over 2 years and is licensed to provide financial services in California. Nicholas has a Series 66, Series 7TO and a SIE. Nicholas specializes in providing financial planning and investment advice to individuals, families, and businesses. Cetera Investment Advisers LLC is a large investment firm with offices nationwide and over $100 billion in assets under management. They provide a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/09/2024 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
03/15/2023 - 04/02/2024
AMERIPRISE FINANCIAL SERVICES, LLC (SAN DIEGO CA)
BOTH
Issued 9/1/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 8/6/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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