Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Harrison is a financial advisor with B. Riley Wealth Management, a firm with offices in WESTBURY, NY. Nicholas has been in the financial services industry since 2002 and is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Nicholas holds the Series 7 and Series 63 licenses, and the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/22/2022 - Present
B. Riley Wealth Management (WESTBURY NY)
NY
07/24/2007 - 07/22/2022
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
NY
10/06/2003 - 08/14/2007
GUNNALLEN FINANCIAL, INC (WESTBURY NY)
NY
03/07/2002 - 11/04/2003
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 03/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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