Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gutierrez is a financial professional licensed to provide securities advice in California. Nicholas is registered with Newedge Securities, Inc. and has been in the industry since January 2023. Nicholas is a Series 7TO, SIE, and Series 66 licensed representative. Nicholas has experience providing financial services to clients in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/27/2023 - Present
Newedge Securities, Inc. (LOS ANGELES CA)
BOTH
Issued 05/01/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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