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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gaetani is an investment advisor representative with Vanguard Advisers, Inc. Nicholas has worked in the financial industry since September 15, 2012 and is licensed in Delaware, Pennsylvania and Texas. Nicholas has worked at Vanguard Advisers, Inc., Capital One Investing, LLC, and Vanguard Marketing Corporation. Nicholas holds FINRA Series 6, 7, 7TO and SIE licenses, as well as the Uniform Securities Agent State Law Examination (Series 63). Nicholas is a Certified Financial Planner and Chartered Financial Consultant. Nicholas provides financial planning, portfolio management, and selection of other advisors to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit sharing plans, pooled investment vehicles, charitable organizations, and health and welfare trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/10/2022 - Present
Vanguard Advisers, Inc. (MALVERN PA)
DE
02/04/2016 - 06/13/2019
CAPITAL ONE INVESTING, LLC (WILMINGTON DE)
PA
01/30/2014 - 02/19/2016
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
08/06/2010 - 09/27/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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