Unclaimed
Nicholas Fiore is a financial professional with over 10 years of experience in the financial services industry. Nicholas currently works at Chelsea Financial Services in Staten Island, NY. Nicholas holds the Series 6 and SIE licenses and is registered with FINRA and the state of New York. Nicholas is also registered with Arizona, Delaware, and Vermont. Prior to his current role, Nicholas worked at Invest Financial Corporation and Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2017 - Present
Chelsea Financial Services (STATEN ISLAND NY)
WI
02/11/2015 - 12/02/2015
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
11/02/2010 - 01/26/2015
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
NY
10/06/2009 - 09/27/2010
PARK AVENUE SECURITIES LLC (WOODBURY NY)
BC
Issued 06/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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