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Nicholas Joseph Fiore

Chelsea Financial Services

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About Nicholas Joseph Fiore

Nicholas Fiore is a financial professional with over 10 years of experience in the financial services industry. Nicholas currently works at Chelsea Financial Services in Staten Island, NY. Nicholas holds the Series 6 and SIE licenses and is registered with FINRA and the state of New York. Nicholas is also registered with Arizona, Delaware, and Vermont. Prior to his current role, Nicholas worked at Invest Financial Corporation and Park Avenue Securities LLC.

Firm Information

Nicholas Fiore is currently registered with Chelsea Financial Services. Chelsea Financial Services is a corporation formed on May 5, 1999. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Fiore’s Registration & Firm History

NY

10/24/2017 - Present

Chelsea Financial Services (STATEN ISLAND NY)

WI

02/11/2015 - 12/02/2015

INVEST FINANCIAL CORPORATION (APPLETON WI)

NY

11/02/2010 - 01/26/2015

CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)

NY

10/06/2009 - 09/27/2010

PARK AVENUE SECURITIES LLC (WOODBURY NY)

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Licenses & Designations

BC

Issued 06/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Joseph Fiore.
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