Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas De may is a financial advisor at Wells Fargo Securities, LLC. Nicholas has been in the industry since August 15, 2013. Nicholas is registered to offer securities in 53 states and is also registered with FINRA. Prior to joining Wells Fargo Securities, LLC, Nicholas was employed at Barclays Capital Inc. Nicholas has passed the SIE, Series 79, and Series 63 exams. Nicholas’s experience in the financial services industry makes Nicholas well-suited to help clients with a variety of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/17/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
08/05/2013 - 09/05/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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