Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Clappsy is a registered representative with Lincoln International LLC. Nicholas has been active in the financial services industry since 2019. Nicholas has passed the Series 7, Series 66 and Series 79TO exams. Nicholas is registered in California, Illinois, New York, and Texas. Prior to joining Lincoln International LLC, Nicholas was a registered representative with UBS Financial Services Inc. Nicholas has extensive experience in the investment banking industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/10/2023 - Present
Lincoln International LLC (NEW YORK NY)
NJ
10/27/2020 - 07/05/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 09/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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