Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Joseph Barone is a registered representative with PNC Capital Markets LLC. Nicholas holds the Series 63, Series 52TO, Series 7TO, and SIE licenses and is registered in California, Colorado, Florida, New York, Pennsylvania, and Texas. Nicholas has been in the industry since July 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/19/2023 - Present
PNC Capital Markets LLC (PHILADELPHIA PA)
BC
Issued 07/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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