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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Baker is a financial advisor with Cetera Investment Advisers LLC, based in Houston, TX. Nicholas has been in the industry since 2015 and holds Series 6, 7, 63, and 65 licenses. Nicholas has experience with Securian Financial Services, Inc. and Foresters Financial Services, Inc. In addition to his work as a financial advisor, Nicholas has served as a board member for several organizations including the Harris County Municipal Utility District and the Houston A&M Club. Nicholas is dedicated to providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/10/2023 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
04/29/2016 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
07/08/2015 - 02/12/2016
FORESTERS FINANCIAL SERVICES, INC. (HOUSTON TX)
IA
Issued 08/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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