Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Arena is a financial advisor with over 15 years of experience in the industry. Nicholas currently works with LPL Financial LLC and is registered in Ohio as an Investment Advisor Representative. Nicholas previously worked for MetLife Securities Inc., Metropolitan Life Insurance Company, and The Huntington Investment Company. Nicholas is a Certified Financial Planner and holds the Series 6, Series 7, and Series 63 licenses. Nicholas's expertise includes investment management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/08/2019 - Present
LPL Financial LLC (COLUMBUS OH)
OH
02/13/2006 - 07/15/2011
METLIFE SECURITIES INC. (DUBLIN OH)
OH
02/13/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DUBLIN OH)
OH
12/02/2005 - 01/24/2006
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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