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Nicholas Jose De la vara

Ashton Thomas Private Wealth

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About Nicholas Jose De la vara

Nicholas Jose De la vara is a financial advisor with Ashton Thomas Private Wealth. Nicholas De la vara has been in the industry since 2019 and has a Series 63 and Series 65 license. Nicholas De la vara also has a Series 7TO and SIE license. Nicholas De la vara is registered in Arizona, Florida, and Texas.

Firm Information

Nicholas De la vara is currently registered with Ashton Thomas Private Wealth. Ashton Thomas Private Wealth is a Scottsdale, Arizona-based wealth management firm that provides financial planning, pension consulting, portfolio management for individuals, selection of other advisers, and variable product model design and maintenance services. The firm has $2.89 billion in regulatory assets under management and serves a diverse clientele including individuals, families, businesses, charitable organizations, and pension and profit sharing plans.
Ashton Thomas Private Wealth

8605 EAST RAINTREE DRIVE

SCOTTSDALE, AZ 85260

$2.89B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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variable product model design and maintenance

Variable product model design and maintenance

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas De la vara’s Registration & Firm History

AZ

11/30/2023 - Present

Ashton Thomas Private Wealth (SCOTTSDALE AZ)

AZ

10/25/2019 - 12/21/2021

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 03/16/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Jose De la vara.
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