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Nicholas Jones Harris

Tiaa-Cref Individual & Institutional Services, LLC

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About Nicholas Jones Harris

Nicholas Harris Jones is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC based in Metairie, LA. Nicholas Harris Jones has been in the financial industry since 2014. Nicholas Harris Jones holds a Series 7, Series 6, and Series 66 license and has been registered with FINRA since 2019. Nicholas Harris Jones has previously worked with J.P. Morgan Securities LLC and J.P. Morgan Chase. Nicholas Harris Jones provides financial planning services to individuals and other institutions. Nicholas Harris Jones is also able to select other advisors for his clients.

Firm Information

Nicholas Harris is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Nicholas Harris’s Registration & Firm History

LA

11/09/2022 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Metairie LA)

LA

11/25/2014 - 10/13/2022

J.P. MORGAN SECURITIES LLC (MARRERO LA)

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Licenses & Designations

BOTH

Issued 01/11/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Jones Harris.
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