Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Jones is a financial advisor with Houlihan Lokey Capital, Inc. Nicholas has been in the industry since June 12, 2021. Nicholas holds the Series 63, Series 79TO and SIE licenses and is registered in California. Prior to joining Houlihan Lokey Capital, Inc., Nicholas worked at Piper Sandler & Co. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/05/2022 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
TX
09/27/2021 - 06/21/2022
PIPER SANDLER & CO. (HOUSTON TX)
CA
10/28/2020 - 02/23/2021
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 10/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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