Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Flocos is a financial advisor who has been in the industry since 2022. Nicholas is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Washington, DC and Texas. Nicholas also holds Series 66 and Series 65 licenses, and previously worked at T3 TRADING GROUP, LLC in New York, NY. Prior to T3 Trading Group, LLC Nicholas worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated in Savannah, GA. Nicholas is a licensed General Contractor and owns and manages rental property through Alloy Capital LLC. Nicholas has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
11/12/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
NY
06/26/2023 - 08/31/2023
T3 TRADING GROUP, LLC (NEW YORK NY)
GA
02/27/2023 - 05/09/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAVANNAH GA)
NY
09/12/2022 - 11/08/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/16/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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