Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tolerton is a financial advisor at Strategic Wealth Investment Group, LLC. Nicholas has been in the industry since 2016 and holds a Series 66, Series 7TO, and SIE license. Nicholas specializes in portfolio management, financial planning, and educational seminars. Nicholas has experience working with high-net-worth individuals and individuals other than high-net-worth. Nicholas has previously been registered with Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
02/07/2024 - Present
Strategic Wealth Investment Group, LLC (LOUISVILLE KY)
NC
08/24/2020 - 06/21/2021
EQUITABLE ADVISORS, LLC (RALEIGH NC)
BOTH
Issued 02/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
Not sure Nicholas Tolerton is the right advisor for you? Invested Better is here to help.
