Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Buchanan is a financial advisor who is licensed to provide financial services in Iowa. Nicholas joined Sammons Financial Network, LLC in July 2020 and is located in West Des Moines, Iowa. Nicholas has a Series 63, Series 6TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
07/20/2020 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
BC
Issued 08/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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