Unclaimed
Nicholas Johnson is a financial professional who has been in the industry since March 16, 2022. Nicholas is currently registered with Tradeup Securities, Inc. and GTN Americas Financial Services. Nicholas holds the Series 7TO and SIE exams. Nicholas has previous experience with APEX CLEARING CORPORATION and ELECTRONIC TRANSACTION CLEARING, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2023 - Present
Tradeup Securities, Inc. (NEW YORK NY)
TX
03/17/2022 - 05/16/2023
APEX CLEARING CORPORATION (DALLAS TX)
CA
03/17/2022 - 03/16/2023
ELECTRONIC TRANSACTION CLEARING, INC. (LOS ANGELES CA)
BC
Issued 03/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
New York Stock Exchange
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