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Nicholas Johnson

Tradeup Securities, Inc.

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About Nicholas Johnson

Nicholas Johnson is a financial professional who has been in the industry since March 16, 2022. Nicholas is currently registered with Tradeup Securities, Inc. and GTN Americas Financial Services. Nicholas holds the Series 7TO and SIE exams. Nicholas has previous experience with APEX CLEARING CORPORATION and ELECTRONIC TRANSACTION CLEARING, INC..

Firm Information

Nicholas Johnson is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Johnson’s Registration & Firm History

NY

06/21/2023 - Present

Tradeup Securities, Inc. (NEW YORK NY)

TX

03/17/2022 - 05/16/2023

APEX CLEARING CORPORATION (DALLAS TX)

CA

03/17/2022 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 03/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas Johnson.
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