Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Johnathan Yiantselis is a securities professional with over five years of experience in the financial services industry. Nicholas is currently registered with PHX Financial, Inc., a firm with offices in New York, NY, where Nicholas is licensed to provide investment advice and securities transactions in 40 states. Previously, Nicholas was affiliated with NATIONAL SECURITIES CORPORATION. Nicholas holds Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/03/2022 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
06/27/2018 - 06/03/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 07/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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