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Nicholas John Zec

Lasalle ST Securities, LLC

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About Nicholas John Zec

Nicholas Zec is a financial professional with over 40 years of experience in the industry. Nicholas currently works as a registered representative for Lasalle ST Securities, LLC and is based in Bradenton, Florida. Nicholas has previously held roles at Wedbush Morgan Securities Inc., Brookstreet Securities Corporation, Aetna Investment Services, LLC, Aetna Financial Services, Inc., and Aetna Life Insurance and Annuity Company. Nicholas holds a Series 2, 6, 63, 26, and SIE license. Nicholas has experience in Investment Company Products/Variable Contracts, Securities Industry Essentials, Non-Member General Securities, and Uniform Securities Agent State Law Examination.

Firm Information

Nicholas Zec is currently registered with Lasalle ST Securities, LLC. Lasalle ST Securities, LLC is a Limited Liability Company formed in April 1999. The firm is registered in all 50 states and the District of Columbia. They have also received approval for a SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Zec’s Registration & Firm History

FL

07/05/2007 - Present

Lasalle ST Securities, LLC (BRADENTON FL)

CA

07/02/2007 - 07/03/2007

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

FL

03/15/2002 - 07/03/2007

BROOKSTREET SECURITIES CORPORATION (BRADENTON FL)

CT

10/15/1993 - 01/15/2002

AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)

CT

01/23/1996 - 09/21/2000

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

CT

06/19/1983 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

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Licenses & Designations

BC

Issued 08/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/1982

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicholas John Zec. Review regulatory record here.
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