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Nicholas John Wolter

Northland Securities, Inc.

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About Nicholas John Wolter

Nicholas Wolter is a registered representative with Northland Securities, Inc., located in Minneapolis, MN. Nicholas has been in the securities industry since December 2021. Nicholas holds the Series 7TO, SIE and Series 63 licenses. Nicholas specializes in providing financial planning and portfolio management for individuals.

Firm Information

Nicholas Wolter is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Nicholas Wolter’s Registration & Firm History

MN

12/20/2021 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/28/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/11/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas John Wolter.
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