Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Tzoumas is a financial advisor with Cetera Investment Advisers LLC. Nicholas has been in the financial services industry since 2000. Nicholas has experience with a variety of financial products and services, including investment advisory services, fixed insurance, and tax/accounting. Nicholas also holds the Series 7, 6, 63, 65, and 26 licenses. Nicholas is registered with the following states: Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/24/2023 - Present
Cetera Investment Advisers LLC (OLD BROOKEVILLE NY)
NY
11/02/2018 - 01/26/2023
ROYAL ALLIANCE ASSOCIATES, INC. (BROOKVILLE NY)
NY
08/16/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (BROOKVILLE NY)
NY
03/08/2011 - 08/14/2013
PARK AVENUE SECURITIES LLC (WOODBURY NY)
NY
08/13/2008 - 02/23/2011
MML INVESTORS SERVICES, LLC (GARDEN CITY NY)
NY
10/23/2000 - 08/06/2008
PRUCO SECURITIES, LLC. (MELVILLE NY)
IA
Issued 12/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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