Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Twining is an investment advisor representative at B. Riley Wealth Advisors, Inc. Nicholas has been in the industry since 2005 and has a wide range of experience in financial services. Nicholas holds a variety of licenses and certifications, including the Series 7, 63, 65, and 24. Nicholas specializes in providing financial planning and investment management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (COLUMBUS OH)
SC
03/03/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BLUFFTON SC)
OH
02/07/2014 - 03/06/2020
MORGAN STANLEY (DUBLIN OH)
OH
10/01/2012 - 02/05/2014
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
06/02/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
NY
09/02/2009 - 05/26/2010
BARRETT SECURITIES INC. (NEW YORK NY)
NY
03/23/2005 - 05/26/2010
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2012
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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