Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rago is an active financial professional with experience in the securities industry. Nicholas is registered with Park Avenue Securities LLC. Nicholas joined Park Avenue Securities LLC in 2015. Previously, Nicholas was registered with GUARDIAN INVESTOR SERVICES LLC. Nicholas holds the Series 99 and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/31/2015 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
08/17/2012 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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