Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Paget is a financial advisor with over 20 years of experience in the industry. Nicholas is currently a registered representative with Rockefeller Financial LLC. Nicholas is a Certified Financial Planner™ and has a strong background in portfolio management for both individuals and businesses. Prior to joining Rockefeller Financial LLC, Nicholas worked for Morgan Stanley Smith Barney and RBC Dain Rauscher. Nicholas has a broad range of experience working with clients including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
05/20/2022 - Present
Rockefeller Financial LLC (BELLEVUE WA)
WA
06/01/2009 - 06/02/2022
MORGAN STANLEY (Seattle WA)
WA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
08/12/2005 - 04/02/2007
MORGAN STANLEY DW INC. (SEATTLE WA)
NY
08/27/2002 - 09/01/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 09/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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