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Nicholas John Novak

Northland Securities, Inc.

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About Nicholas John Novak

Nicholas Novak is a financial advisor at Northland Securities, Inc. Nicholas has been in the industry for over 11 years. Nicholas has a Series 7, Series 66, Series 55, and Series 57TO licenses. Nicholas is also a Chartered Financial Analyst. Nicholas provides financial planning, portfolio management for individuals, and research services to clients. In addition to his work at Northland Securities, Inc., Nicholas is also the Executive Director of the Jennifer Novak Foundation.

Firm Information

Nicholas Novak is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Nicholas Novak’s Registration & Firm History

MN

03/31/2022 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 04/22/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/16/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas John Novak.
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