Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lamanna is a financial advisor who has been working in the industry since 2014. Nicholas is registered with Northwestern Mutual Investment Services, LLC and is also registered as an investment advisor representative in Maryland. Nicholas has experience in both the securities and investment advisory industries. Nicholas holds FINRA Series 7 and Series 66 licenses. In addition, Nicholas is licensed in 20 states. In addition to Nicholas's financial advisory activities, Nicholas also spends time performing stand-up comedy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (Ellicott City MD)
NY
06/21/2010 - 03/01/2011
MAXIM GROUP LLC (NEW YORK NY)
BOTH
Issued 03/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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