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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Keeling is a financial advisor associated with Planmember Securities Corp. Nicholas Keeling has been in the industry since 1985. The individual has registrations in 12 states and has earned his Series 63 and Series 65. Nicholas Keeling is also a Registered Representative in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
08/05/2008 - Present
Planmember Securities Corp. (BETHESDA MD)
MD
04/01/1993 - 08/06/2008
LINCOLN INVESTMENT PLANNING, INC. (GAITHERSBURG MD)
TX
04/02/1992 - 04/03/1993
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NJ
01/18/1985 - 03/30/1992
COPELAND EQUITIES, INC. (SOMERSET NJ)
IA
Issued 06/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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