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Nicholas John Josephs

IMC Financial Markets

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About Nicholas John Josephs

Nicholas Josephs is a financial professional with over 10 years of experience in the industry. Nicholas is a registered representative with IMC Financial Markets. Nicholas holds the Series 7, Series 56, Series 24, Series 57TO, and SIE licenses. Nicholas has a deep understanding of the financial markets and is committed to providing his clients with personalized financial advice and investment strategies.

Firm Information

Nicholas Josephs is currently registered with IMC Financial Markets. IMC Financial Markets is a Limited Liability Company formed on April 27, 2000. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Josephs’s Registration & Firm History

IL

11/14/2012 - Present

IMC Financial Markets (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/27/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2013

Series 7 - General Securities Representative Examination

BC

Issued 11/13/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicholas John Josephs.
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