Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hanley is a financial advisor with Fidelity Brokerage Services LLC. Nicholas has been in the financial services industry since September 18, 2020. Nicholas is registered in 53 states and holds Series 7TO, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/06/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CT
06/25/2021 - 02/24/2022
EQUITABLE ADVISORS, LLC (SHELTON CT)
CT
05/22/2020 - 04/05/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
BC
Issued 07/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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