Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Halvorson is an investment advisor representative with Principal Securities, Inc. Nicholas has been in the industry since 2001 and is licensed to provide investment advice in Minnesota and Texas. Nicholas specializes in financial planning, pension consulting, and portfolio management for individuals. He also provides educational seminars and selection of other advisors. Nicholas is registered to provide investment advisory services in 30 states, as well as in the District of Columbia. Nicholas also provides outside insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
03/08/2021 - Present
Principal Securities, Inc. (LAKE ELMO MN)
BOTH
Issued 08/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Halvorson is the right advisor for you? Invested Better is here to help.
