Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Goodwin is a financial advisor in Camarillo, California and has been working in the financial industry since August 2006. Nicholas is a registered representative of Mariner Independent and has a Series 66, Series 7, and Series 10 licenses. He is also a Certified Financial Planner. Nicholas has previously worked at Fidelity Brokerage Services LLC, Northwestern Mutual Investment Services, LLC, and Ameriprise Financial Services, Inc. He provides financial planning, portfolio management, and investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/16/2022 - Present
Mariner Independent (Camarillo CA)
CA
05/15/2008 - 07/18/2016
FIDELITY BROKERAGE SERVICES LLC (THOUSAND OAKS CA)
CA
01/31/2008 - 04/25/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WOODLAND HILLS CA)
CA
04/14/2006 - 10/30/2007
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 05/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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