Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Farlow has been in the financial services industry since September 2002. Nicholas is registered with PFS Investments Inc. as an investment advisor representative and is licensed in both Kansas and Texas. Nicholas currently works out of PFS Investments Inc.'s Wichita, KS office. Nicholas also holds a Series 6 and Series 63 license. Nicholas may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KS
02/26/2021 - Present
PFS Investments Inc. (WICHITA KS)
IA
Issued 07/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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