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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dimenna is a financial advisor with Stifel, Nicolaus & Company, Inc. Nicholas has been in the financial services industry since 1992 and has experience working with clients in Plymouth, MA. Nicholas holds Series 63, Series 65, Series 7, and SIE licenses. His firm specializes in financial planning, pension consulting, educational seminars, and portfolio management for businesses, individuals, and pooled investment vehicles. Nicholas has a proven track record of working with a variety of clients, including high-net-worth individuals, charitable organizations, corporations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/21/2012 - Present
Stifel, Nicolaus & Company, Inc. (PLYMOUTH MA)
MA
01/01/2008 - 04/23/2012
WELLS FARGO ADVISORS, LLC (PLYMOUTH MA)
MA
06/29/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PLYMOUTH MA)
IA
Issued 07/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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