Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Davy is a financial advisor with Truist Advisory Services, Inc.. Nicholas has been in the industry since 1997. Nicholas holds Series 63, Series 7, Series 65 and SIE licenses. Nicholas has worked for several companies, including HSBC Securities (USA) INC., Oppenheimer & Co. Inc., Chase Investment Services Corp., and GBI Capital Partners Inc. Nicholas is registered in 52 states and 4 of them are registered as an Investment Advisor. Nicholas specializes in providing portfolio management for individuals and businesses, financial planning, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/09/2023 - Present
Truist Advisory Services, Inc. (NEW YORK NY)
NY
12/05/2007 - 07/24/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/13/2005 - 11/09/2007
OPPENHEIMER & CO. INC. (JERICHO NY)
IL
10/24/2000 - 01/04/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
02/05/1997 - 12/05/2000
GBI CAPITAL PARTNERS INC. (BETHPAGE NY)
IA
Issued 12/06/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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