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Nicholas John Colarossi

Leigh Baldwin & CO., LLC

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About Nicholas John Colarossi

Nicholas Colarossi is a financial advisor with Leigh Baldwin & Co., LLC. Nicholas has been in the financial services industry since July 1993. Nicholas holds the Series 63, 65, 7 and 31 licenses. Nicholas is registered to provide investment advisory services in Pennsylvania and investment advisory and broker-dealer services in 17 other states. Nicholas is a member of the Board of Directors of Flight Systems Inc.

Firm Information

Nicholas Colarossi is currently registered with Leigh Baldwin & CO., LLC. Leigh Baldwin & CO., LLC is a Limited Liability Company headquartered in Cazenovia, NY, that was formed on January 31, 1995. The firm is registered with the SEC and offers investment advisory services, including financial planning, portfolio management for individuals, and selection of other advisers. The firm has approximately $232,011,373 in regulatory assets under management and serves a diverse clientele, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Leigh Baldwin & CO., LLC

112 ALBANY STREET

CAZENOVIA, NY 13035

$232.01M

Assets Under Management

642

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/referral fees from other ria's

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Nicholas Colarossi’s Registration & Firm History

PA

03/16/2018 - Present

Leigh Baldwin & CO., LLC (CLARKS SUMMIT PA)

NY

06/23/1993 - 06/04/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/06/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1995

Series 31 - Futures Managed Funds Examination

BC

Issued 06/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicholas John Colarossi. Review regulatory record here.
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