Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Buccino is a financial advisor with Raymond James Financial Services Advisors, Inc., who has been working in the financial industry since August 1994. Nicholas has been registered with Raymond James Financial Services Advisors, Inc. since January 2009. Nicholas is also registered in Texas since March 2021. Nicholas holds the following licenses and registrations: Series 6, Series 7, Series 24, Series 63, Series 65, and SIE. Nicholas is a CERTIFIED FINANCIAL PLANNER™ professional. Nicholas is affiliated with 1792 Wealth Advisors and Concurrent Advisors as an independent contractor. Nicholas is also affiliated with Symphony Wealth Management, LLC as a business owner. Nicholas has been affiliated with Summit Financial Resources as a broker for non-variable insurance products since March 2012. Nicholas is a licensed insurance broker in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
03/22/2021 - Present
Raymond James Financial Services Advisors, Inc. (MORRISTOWN NJ)
NJ
10/06/2006 - 01/18/2008
RAYMOND JAMES & ASSOCIATES, INC. (MORRISTOWN NJ)
NJ
05/30/1996 - 10/09/2006
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NJ
03/04/1996 - 03/21/1996
FIA CAPITAL GROUP, INC. (SHORT HILLS NJ)
CO
01/23/1995 - 12/15/1995
INDUSTRY SAVINGS PLANS, INC. (GREENWOOD VILLAGE CO)
PA
02/08/1994 - 12/15/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 02/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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