Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bates is a financial advisor with Symetra Securities, Inc. located in BELLEVUE, WA. Nicholas Bates is a registered representative with FINRA and has been in the financial services industry since 2007. Nicholas Bates holds licenses for Series 63, 66, 7, 24 and SIE. Nicholas Bates has previously worked with AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., QUESTAR CAPITAL CORPORATION and LPL FINANCIAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
11/29/2022 - Present
Symetra Securities, Inc. (BELLEVUE WA)
MI
04/06/2020 - 12/05/2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Troy MI)
MI
08/01/2008 - 01/10/2019
QUESTAR CAPITAL CORPORATION (ANN ARBOR MI)
OH
08/28/2006 - 07/29/2008
LPL FINANCIAL CORPORATION (PERRYSBURG OH)
BOTH
Issued 01/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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