Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Engel is a registered representative with LPL Financial LLC in Omaha, Nebraska. Nicholas has been in the industry since 2006 and has held previous positions with BANCWEST INVESTMENT SERVICES, INC., TD AMERITRADE, INC., and TD AMERITRADE CLEARING, INC. Nicholas holds Series 7, 24, 63, and 65 securities licenses and is registered in multiple states including California, Iowa, Nebraska, South Dakota, Texas, and Virginia. Nicholas also provides financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
07/19/2023 - Present
LPL Financial LLC (OMAHA NE)
NE
01/20/2017 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
10/02/2015 - 01/28/2017
LPL FINANCIAL LLC (OMAHA NE)
NE
02/19/2014 - 10/20/2015
TD AMERITRADE, INC. (OMAHA NE)
NE
06/04/2009 - 02/19/2014
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
02/07/2011 - 12/31/2013
TD AMERITRADE, INC. (OMAHA NE)
NE
07/31/2006 - 06/04/2009
TD AMERITRADE, INC. (BELLEVUE NE)
IA
Issued 10/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/10/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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