Unclaimed
Nicholas Jevon Gorham is a registered representative and investment advisor representative with Principal Advised Services. Nicholas has been in the industry since 2024 and holds the Series 7TO and SIE licenses. Nicholas has experience with both Woodforest National Bank and Associate Staffing in the Charlotte, NC area. Nicholas also works as a retirement consultant for Principal Advised Services and is an AVP of Advice, Education & Sales at Principal Bank. Nicholas has experience working with individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
10/14/2024 - Present
Principal Advised Services (Charlotte NC)
BC
Issued 09/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/10/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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